Provisional patents

A lot of intellect is required for converting a concept into a practical reality. It is highly unlikely that such inventions materialize overnight . The inventor keeps on thinking about the problem at all times, whether he is in bath like Archimedes, or sitting under a tree like Sir Isaac Newton. Such research and development is also expensive. Sometimes what remains is nothing but ash, like in case of Antoine Lavoisier's, who, in his attempt to decipher the composition of a diamond, burnt a large one, only to find that it is just carbon the same material that makes up the cheap charcoal. If, however, the inventor achieves his objective, the joy is unsurpassed. He or she knows that such moment may never come again in his or her entire life, and there is this intense need to hold on to the discovery as if it were one's baby - the way to fame and money. It is also at such times, that the inventor faces maximum risk of losing credit for entire hard work. Provisional patent concept was conceived to mitigate such loss of intellectual hard work of the inventor.

Once the inventor gets the provisional patent, nobody else is allowed to use his formulae, technology, or other discoveries that are covered by the patent. Such patent, however, is not a perpetual prevention of competition. It is granted only for a specific period, generally around 20 years. Such exclusive right to use the discovery is expected to help the inventor recover his or her costs of research.

Basic rules for patents were framed at Paris Convention for the Protection of Industrial Property (1883). Subsequently, each country framed its own set of patent laws, and there are some countries, which do not have much in terms of such intellectual property protection. The United States Patents and Trademark Office (USPTO) grants patents for discoveries and inventions in United States. United States Code 35 governs the patent related issues. In Europe, it is the European Patent Office that grants patents, based on European Patent Laws. Because of the territorial nature of patents, probability of existence of multiple patents for same or similar products is high. To do away with such flaw, an attempt is being made to centralize and standardize the method of granting patents. It is also proposed to make World Trade Organization the patent granting authority.

How does one go about obtaining a provisional patent An application in prescribed form disclosing the discovery is to be submitted by the inventor to the country's patent office. Then there are some oaths and declarations that are required to be given by the inventor . But this is not where the task ends. There is a rather hefty sum to be paid for obtaining the patent. The amount is used to examine merits of the invention, and also investigate whether such invention or any process therein, is likely to infringe any other patent. Even though reasonable, this amount becomes a deterrent for the applicant, who is uncertain of the likely monetary benefits of his or her invention.

In such situations, a provisional patent is desirable. Such option is offered by USPTO. Provisional patent, as the name implies, is a temporary patent. To be precise, its validity is only for 12 months. Major advantages of provisional patent are :

  • The fee associated with it is nominal, and the inventor has a full year's time to examine the financial benefits of his or her invention before applying for a more permanent non-provisional patent.
  • The inventor can extend the overall patent validity period from 20 years to almost 21 years by a clever combination of provisional and non-provisional patent applications.
  • Inventor is not required to furnish any oaths and declarations in the provisional patent application. Nor does the inventor have to disclose the invention. This gives inventor a chance to correct any mistakes and omissions that may be crucial.
  • Inventor has an option to make multiple provisional patent applications.
  • It can result in greater security for the invention, as the inventor is not required to disclose the invention in the application form.
  • Major disadvantages of provisional patent are:

  • It expires at the end of the 12-month period. If the inventor does not file a non-provisional patent application during the said period, he or she risks losing the claims on invention.
  • There are stringent time stipulations related to inclusion of provisional patent period in non-provisional patent.
  • Private inventors often end up presuming that provisional patent is adequate evidence of their rights and claims. This is not true. Many companies tend to deny inventor of his or her invention, by obtaining the provisional patent, and leaving the invention open for subsequent periods.
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